Dramaturgy of Desire:
An Analytical Approach to Dance Narratives.
Originally published in Choreoglogica Journal of the European Association of Dance Historians, Autumn 2006, Vol 2, no 1.
Copyright Astrid Bernkopf 2006
Present-day dance research allows analytical investigations into
various features and elements of the performance. However, a dogmatic
and ideological attitude towards research topics and their treatment can
be observed. Movement and choreography are the most prominent themes of
research, followed by the body and issues relating to the performer.
Such selective view has catered for one essential feature of theatre
performances to be overlooked: namely, the stories that are told
onstage. Hence, although dance analysis has developed research tools to
study various elements, there is a lack of dance specific theory
relating to danced narratives. Through this theoretical vacuum, the
commonly accepted and traditionally upheld focus on movement and
choreographic analysis has been further cemented in the discipline.
The aim of this article is to introduce a method to investigate the narrative of the Romantic two-act ballet fantastique.
This model of analysis may stand alone or may work in co-operation with
other analytical tools. Theories on fairy tales and modes of
storytelling in literature and theatre form the theoretical basis for
the construction of this dance-orientated method of narrative analysis.
Such approach stems from the erroneous perception/notion of the
nineteenth-century ballet plot as a danced fairy tale. Moreover, the
constant repetition of stories, and therefore actions, suggests that it
may be treated in similar ways as the fairy tale. Consequently, a
literary model of narrative analysis created for the fairy tale
constitutes the basis of this method of inquiry.
In his seminal work Morphology of the Folktale (2003),
Russian scholar Vladimir Propp follows the general trend of Russian
Formalism and investigates literary narratives. In Propp’s case, these
narratives are magic tales, which, defined by seven distinct features,
constitute a sub-category of the fairy tale. Magic tales display a
supernatural bride or groom, a supernatural enemy, a marvellous task,
supernatural helper, supernatural abilities or knowledge, magical tools
and objects or any other supernatural or marvellous features, abilities
and occurrences. A corpus of research was found by Propp (2003, p. 23 –
24) in one hundred magic tales presented in Afansiev’s collection that
clearly belong to this category of the fairy tale.
Concerning the structure of these tales, Propp states that the magic
tale consists of thirty-one recurrent actions, which he defined as
functions. These functions are main or key actions, which directly
advance the story (ibid., p. 21). Minor details of these actions are
discarded completely. Hence, it is important that the fairy tale’s hero
receives a present and not what kind of gift this is. One significant
feature of this method of structural investigation is, thus, that the
functions are recurrent elements, which may change in their execution or
appearance (ibid., p. 20). Therefore, an individual function is not
bound to one or the other representation, but, although being a
recurrent element of the fairy tale, it is at the same time in flux and
variable.
Nineteenth-century ballet tradition offers a corpus of research similar to the one Propp investigated. The ballet fantastique
can be seen as close to the magic tale, since it confronts its audience
with the same features that constitute the magic tale. Besides
depicting supernatural occurrences and fairy tale-like elements, the ballet fantastique
follows the standard plot treatment of the nineteenth-century ballet
performance and displays the conventions predominant in ballet
tradition. The time between 1830 and 1860 is generally considered as the
age of the ballet fantastique, during which it grew and
conquered the entire European continent, thus leading to national styles
that nevertheless follow the most distinct conventions of the genre.
Although works displaying the most significant features of the ballet fantastique
can also be found outside this timeframe, such restricted period gives a
compacter corpus of research that, despite its limitations, reveals
changes in storytelling strategies during the three decades. A problem
concerning these materials was, however, found in their composition in
one, two or three acts. Such variety did not prove beneficial for a
comparison of many ballet plots. Therefore, a focus on two-act
productions only is followed throughout this study. A final limitation
of source materials can be found in the complete reliance on the ballet
scenario. As film or video recordings of these ballet performances are
not at all available, the libretto stands in for the performance by
giving a detailed account of the plot. Hence, reference to performance
should be understood as relating to the performance as read and
constructed from the libretto and not the live or recorded stage
performance. Within financial and time constraints, it was possible to
gather 70 scenarios following the criteria outlined above that
constitute the main corpus of research.
An analysis of these materials according to the rules Propp
established resulted in the functions not following the order Propp has
outlined. Moreover, some functions did not appear at all in any of the
sources. On the other hand, however, other actions were constantly
repeated in the ballet plot, therefore suggesting the presence of
independent ballet-specific functions.
An investigation into the recurrent actions of the ballet plot has
led to the definition of three types of functions. Firstly, a group of
functions remains true to the definition Propp has attached to them and
have merely been transcribed to fit their representation on the ballet
stage. A second group has undergone slight changes, which are reflected
in the differing definitions these received. However, the main idea or
notion behind these functions still remained similar to that discovered
by Propp for the fairy tale. Hence, their titles were kept, although
their characterisation varies. The third group comprises functions that
do not appear at all in Propp’s list. These functions were given
definitions and are considered as ballet-specific functions. Although it
could be argued that some of them might as well be present in the fairy
tale and have been overlooked by Propp, this line of reasoning is not
followed in a study focusing on the ballet narrative. All functions
transcribed and defined for ballet tradition will from now on be
labelled as ballet functions.
One feature of the functions defined by Propp (2003, p. 21) that has
not yet been mentioned is that any character may execute any of the
functions. In a similar manner, the functions of ballet tradition are
not connected to the characters of the ballet plot and may be found in
the range of action of all characters. Additionally, their appearance is
not bound to any particular enactment onstage. Therefore, like their
colleagues of the fairy tale, the group of ballet functions can take on
various guises. Moreover, they are not bound to any hierarchical
presentation and may appear at any point within the plot. This is easily
observable when considering the Wedding, which is the
traditional end of the fairy tale and so appears last in Propp’s list.
In ballet tradition, some productions set the Wedding at the very end of the plot as it can be seen in Der Kobold (librettist not stated, 1838), La Filleule des Fées (lib. Saint-Georges/Perrot, 1849) and Sacountala (lib. Gautier, 1858). Contrary to the trend set in these ballets, others such as La Fille du Danube (lib. F. Taglioni, 1836) and Orfa
(librettist not stated, 1852) begin their course of action with the
Wedding. The same applies for all other functions. These findings
suggest that the venture into the recurrent actions of the ballet plot
does not lead to a structural order of functions as the one Propp
described for the fairy tale.
So far, the storytelling strategies of the ballet fantastique
have been compared to a literary form. Theatre has, in its course,
developed its very own and distinct storytelling devices that also
influenced the composition of the ballet plot. Theatre conventions can
be found in all theatre arts and find their origins in Greek theatre
tradition. In this sense, an influential treatise can be found in
Aristotle’s Poetics (2005). Here, Aristotle describes the structure of a performance as consisting of an exposition, knotted middle section, péripétie and dénouement.
Aristotle’s influence has not only left its imprints on storytelling
and performance composition in drama and opera, but has also shaped the
earliest attempts of independent storytelling in the field of dance.
Following suit, French theorist and choreographer Jean-Georges Noverre states in his Lettres sur la Danse et sur les Ballets
(1760) that a ballet must have “son exposition, son nœud & son
dénouement” [its exposition, its entanglement & its resolution]
(Noverre, 1760, p.20). This notion applies, according to Noverre not
only to the entire plot, but should be the structural outline of each
act and scene too. Italian choreographer Gasparo Angiolini also
underlines the importance of Aristotle’s teachings by stating a ballet
should have “un principo [sic], un mezzo, un fine” [a beginning, a
middle, an end] (Angiolini, 1773, p. 14). Despite their querelle on who the true inventor of the ballet d’action
was, in this particular point, an agreement between Angiolini and
Noverre can be detected that shows how close the theatre arts were
interrelated and influenced each other. Therefore, it can be said that
these elements constitute theatre conventions, which regulate certain
parts of the plot and provide a structural frame within which the story
unfolds.
The exposition introduces the audience to the fictional world of the
performance and displays the most important characters by conveying
background information about them. Here, a whole set of functions is
used to set up the future conflict between the characters. In the middle
section, an intensification of the conflict is brought about, and the
main characters are caught in a web of intrigues. Like the exposition,
the middle section is composed of an entire range of functions. With the
sudden and surprising reversal of action, the péripétie, the
good fortunes of the main characters change through the open outburst of
the conflict. At this point, all seems lost and the evil forces of the
plot appear to win. Again, this part of the performance is presented to
the audience through several functions. In some cases, a repetition of
actions with increasing intensity takes place during the péripétie. This can be observed in Giselle (lib.
Gautier/ Saint-Georges, 1841) where game-keeper Hilarion confronts
Giselle three times with evidence that her sweetheart is an impostor. In
the dénouement, the knot is untied, whereas the ending aims at
either closure by seeking to provide a definite solution to the
conflict or denies such sense of closure. Here, the last entrances take
place, and in most cases all is restored to its proper place. The
fictional social order that has been subverted in the course of the plot
is re-established and the supernatural spirits return to their graves.
The monologue is another theatrical feature that can be counted
among theatre conventions. It is present in all theatre arts and carries
very distinct messages. Information about the characters, their
origins, plans and emotions is conveyed to help the audience become
orientated within the plot and follow its progress. Again, as with the
other conventions, the monologue does not display one particular
function, but may include any function selected from the whole group.
In addition to the monologue, narrative links provide connections
between the single events of the plot. These bridge the acts and scenes
and ensure a continuous flow of information. Usually, repetitions of
functions serve as narrative links that establish connections by
reminding the audience of events, facts or plans. In Giselle
(lib. Gautier/Saint-Georges, 1841), the hunters retell the legend of the
Wilis at the beginning of Act II, which, on the one hand, ties in to
Giselle’s mother Berthe’s story in the first act and, on the other hand,
indicates that they have entered the realm of the Wilis where the
action of the ballet will continue.
Within the descriptions of the various theatrical elements one
significant feature has been that not one single function constitutes
one convention, but an entire range of functions. Moreover, repetitions
of functions occur frequently and emphasise the problem of all functions
appearing at any moment within the ballet plot. Furthermore, two of
these conventions hold a specific position in this group. The monologue
and narrative links are themselves not bound to a particular location
within the plot as the other conventions are. Hence, they change through
their differing appearance and location.
A second group of stage conventions is represented by dramatic,
operatic and choreographic conventions that are specific to each the
theatre arts. These sub-conventions deal with storytelling aspects in
ways particular to the genre and have their origins in the divergent
nature of theatre arts and their development as independent art forms.
In ballet tradition, the most apparent of these conventions is the
presentation of the principal characters. As this convention is
generally conveyed through a solo variation, all functions and narrative
elements connected to the monologue can be found in it.
Therefore, the interplay between mimed and danced scenes forms the
first sub-convention in this category. In nineteenth-century ballet
tradition, approximately the same amount of time was allocated to mime
scenes and danced sequences (Poesio, 1999, p. 841; Smith, 2000, p. 175).
Both conventions may convey the same narrative content and, therefore,
it is a matter of choice whether one function is presented through
danced or mimed movement.
Another distinct element of the ballet performance are solo variations and sections for the corps de ballet. Generally, dances of soloists are seen as advancing the plot, whereas the divertissement engaging the entire corps de ballet is understood as causing a disruption of the ongoing action (Foster, 1986, p. 69). However, the materials suggest that divertissements and the dances of the corps de ballet carry narrative agencies that further the development of the plot and create suspense. The divertissement
delays the outbreak of the conflict and is in many cases the enactment
of a celebration. The audience is distracted by the dances, and the
interference of the péripétie will have an even bigger impact. The solo variations, on the other hand, carry all narrative agencies of the monologue.
One particularly well-known feature of Romantic ballet is the
division of acts into one earthly and one otherworldly. With this
tradition, the borders between reality and dream are blurred, and the
plot is transferred to the realm of the subconscious. In this part of
the performance, the dénouement traditionally takes place and
the main character is tested. All this allows the plot to be untangled
and a solution to the conflict may be reached. In most cases, this
happens in an enchanted forest, an under water kingdom, fairyland or a
fairy palace.
All these sub-conventions represent a means through which the
performance gains an individual appearance. As a result of their
non-hierarchical status, they may be exchanged for each other, and no
rule concerning which convention is to be preferred is detectable in the
source materials. The same can be said about the functions occurring in
these conventions. All functions may find their expression in danced as
well as mimed form or may be used for solo variations and ensemble
dances too, which once again overthrows any attempt of a linear
explanation of the ballet plot.
The final and perhaps most important element of a story are its
characters. Romantic ballet tends to focus on a limited group of
characters in ever-changing situations. So far, ballet characters have
been divided into the “pagan dancer” (Gautier in Guest, 1986, p. 16) and
“Christian dancer” (Gautier in Guest, 1986, p. 15) as Fanny Elssler and
Marie Taglioni have been described. Another distinction would be that
of the “robust, earthly, vivacious foreigner” (Foster, 1998, p. 200)
which separates the characters according to their nationality.
When focusing on the narrative and the narrative agency characters
have in the ballet plot, a different distinction arises through five
types of characters that are presented in differing combinations.
Firstly, ballet shows the Hero, who yearns for a partner and has to prove himself worthy of his lover. The Unthreatening Woman displays the docile side of femininity and is the one and only correct choice for the Hero. She is a shy, industrious girl who does not indulge in sensual pleasures. Her counterpart, the Threatening Woman,
lives an active and sensual life by hunting men on moonlit forest
clearings. Her over-indulgence, activity and sexuality almost inevitably
lead to her death; or at least to separation from the Hero. With the Parental Figures,
the fictional society of the ballet narrative has the equivalent to
parents who seek to protect their offspring from harm. Mothers, fathers,
foster parents and fairy godmothers side with the lovers in their quest
for a relationship. In most cases, all their attempts are in vain, and
the lovers have to face their fate. However, contrary to this trend, in
some ballets the Parental Figures are the ones who test the lovers and so ensure a happy end. The most important characters of the narrative are the Trickster Figures.
These mischievous characters, be they male or female, are the ones who
through their evil deeds and intrigues drive the lovers into the
catastrophe. Thus, without the constant interferences of the Trickster Figures, the plot would lose momentum. A noteworthy feature is that the Trickster Figures do not only represent the antagonists of the lovers, but also show a counterweight to the Parental Figures whose aim is to unite the lovers.
These findings lead to the observation of ballet characters being close to those of Commedia tradition. Like the maschere of Commedia Dell’Arte,
the most basic characterisation of these five types does not change
from one narrative to the other. The difference between various
narratives is the combination in which the characters are presented.
Whereas in one ballet the Hero loves the Unthreatening Woman, he follows the Threatening Woman in the next. Furthermore, the personal descriptions of characters vary and so no Unthreatening Woman
is exactly like the other due to different situations, background and
personal stories. Moreover, it is observable that all functions may be
executed by any of the characters. The actions are, thus, not part of
the range of action of one or the other character.
In regard to the model Vladimir Propp (2003) introduced for the
fairy tale, it can be said that the actions of the ballet plot do not
offer a linear structural solution. Conversely, the ballet narrative can
be seen as composed of three very distinct layers. The first of these
is constituted by the theatrical devices employed to convey the
narrative. These have been identified in the group of theatre
conventions and the sub-conventions of dramatic, operatic and
choreographic traditions. Within this layer, a division between one
macrostructure and one microstructure is discernable. The
macrostructure’s elements form a framework for the microstructure.
Macrostructural elements are the theatre conventions as represented by exposition, middle section, péripétie, dénouement
and end. They appear in this fixed order and do not tend to shift place
in nineteenth-century ballet tradition. As such, these features can be
considered as constants of the ballet narrative. One feature of these
constant elements that has not yet been considered is their duration.
Whereas in Giselle (lib. Gautier/Saint-Georges, 1841) the exposition, middle section and péripétie take place during the first act, La Fille de Marbre
(lib. Saint-Léon, 1847) presents these conventions until well into the
second act. With such treatment an emphasis on either the first part of
the narrative or the second part after the péripétie can be achieved. This also entails that the constants are not fixed and have to be considered variants at the same time.
The elements of the theatrical microstructure can be found in the
choreographic conventions and the monologue. They are not bound to any
order and can appear at all points within the plot. Through these
devices, the appearance of the acts or scenes is created from an
interplay between the various conventions. Therefore, it is possible
that one ballet presents a function as danced sequence, whereas another
performance displays the same situation as mimed scene. As these
conventions are another recurrent element of the ballet narrative, their
simple presence results in them becoming constants, whereas their
flexibility constitutes their variable nature. With such theatrical
layout of the performance an individual sequence of conventions and
their duration can be created for each ballet.
The next layer in this analytical model is formed of narrative
conventions. These may again be divided into narrative macrostructure
and microstructure. As literary studies have adopted Aristotle’s Poetics
(2005) to investigate literature (Chatman, 1980, p. 47; Barry, 2002, p.
21 – 22; Jahn 2002, N2.1.4; Abbott, 2004, p. 53,), the conventions
constituting the theatrical macrostructure are at the same time the
features of the narrative macrostructure. Hence the double agency of
this layer that keeps its constant and variant character for the
narrative side of the performance. The narrative microstructure is
formed by the arrangement of functions that gives each act or scene its
individual appearance. As recurrent elements of the ballet narrative,
the functions of Romantic ballet provide another set of constant
elements. However, due to them not being bound to any hierarchy and thus
appearing at any point in the plot, the functions are yet another set
of constant variants.
Another implicit third narrative layer can be found in the
characters and their conflict. The conflict as the underlying notion of
the plot is created from the clashing interests of the characters. Each
character strives to achieve or gain something. In the case of the
nineteenth-century ballet plot, this generally is love and a
relationship. However, through moral implications this goal is not
always achieved. The conflict as the overarching notion can, thus, be
considered as providing another macrostructure. The characters and their
individual characteristics, emotions and desires can be seen as
representing a microstructure each. The entanglements between the
characters result in the individual presentation of a conflict in a
particular ballet. As these conflicts deal with love and the trials of
lovers, this thematic choice is another constant feature of the Romantic
ballet plot. By following the example of Commedia Dell’Arte
and presenting the characters in ever changing situations, the narrow
focus on one thematic range nevertheless allows for variety and is,
therefore, another shifting constant. The stock characters, on the other
hand, are through their presence in the ballet plot constant elements,
but in as far as they are portrayed in differing ways and combinations
variants at the same time.
Having outlined the nineteenth-century ballet narrative as
consisting of three distinct narrative layers composed through shifting
constants, it remains to be said that with this analytical approach a
first step towards narrative analysis in the field of dance analysis has
taken place. The method does not represent an application of a
pre-existing model, but has been conceived for theatre and its purposes.
The single elements outlined in this article may be arranged in
alternating ways as to suit the case study and account for the
difference, variety and individuality found in the ballet scenario.
Thus, it is possible to change the approach from one case study to the
other without major problems. Additionally, one element may be left out
or a focus on either narrative or theatrical structure can be followed.
It is, therefore, that the Dramaturgy of Desire emerges through application.
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